A Tale of Two CBDs – Trick or Treat at COP16

Held in the world cap­i­tal for sal­sa danc­ing, the COP was a three-week extrav­a­gan­za in swel­ter­ing heat . “Cali es caliente” we all mut­tered as we sweat­ed through some­thing between an eco-jam­boree, a trade fair and yes, seri­ous diplo­mat­ic nego­ti­a­tions. For out­siders to ‘COP cul­ture’, curi­ous to under­stand how biotech and tech-relat­ed agen­das played out in Cali, here’s a rough guide to what, sort of, just hap­pened.

By Jim Thomas, Scan the Hori­zon

First­ly, for the out­siders but also for new­com­ers (most of the 16,000 peo­ple who descend­ed on the so-called “blue zone” where the for­mal nego­ti­a­tions across the two weeks of the con­fer­ence take place, were CBD new­bies) it’s help­ful to recog­nise that there was not one, but effec­tive­ly two dif­fer­ent ‘spir­its’ occu­py­ing and ani­mat­ing the Cali COP dur­ing this sea­son of spooks and spec­tres.

CBD Classic

First, there’s ‘good old-fash­ioned COP’ – the spir­it of CBDs past if you like. This spir­it embod­ies the sto­ry, val­ues, pri­or­i­ties, agen­das and pro­grammes that many of us CBD old-timers know too well.

The orig­i­nal UN CBD, which has been meet­ing for three decades, came out of the 1992 Rio Earth Sum­mit and was craft­ed at a time when a few well-informed envi­ron­men­tal diplo­mats were wor­ried about the new threat of GMO crops reduc­ing bio­di­ver­si­ty (as well as the bio-pira­cy of seeds, breeds and indige­nous cul­tures). As a result, the ‘CBD clas­sic’ agen­da has the pre­cau­tion­ary approach baked into its DNA – along with a sen­si­ble pre­oc­cu­pa­tion of scan­ning for new threats and emerg­ing issues, agree­ing on over­sight guide­lines, sup­port­ing bio­di­verse indige­nous cul­tures and so on.

The CBD clas­sic agen­da insists on prin­ci­ples of equi­ty and address­ing socio-eco­nom­ic aspects of our eco­log­i­cal cri­sis. It’s why we have the Carta­ge­na Pro­to­col on Biosafe­ty(that man­dates risk assess­ment for GMOs), the Nagoya Pro­to­col which (rather weak­ly) tries to address biopira­cy and the Nagoya – Kuala Lumpur Sup­ple­men­tary Pro­to­col on Lia­bil­i­ty and Redress which (even more weak­ly) states that harm from GMOs should car­ry lia­bil­i­ty.

CBD clas­sic mode is where we have seen past mora­to­ria agreed on ter­mi­na­tor seeds and geo­engi­neer­ing, risk assess­ment guide­lines, strong state­ments against GM trees and gene dri­ves and oth­er half-decent mul­ti­lat­er­al deci­sions, backed his­tor­i­cal­ly by on-the-ground protests.

This lega­cy agen­da trun­dles on, not only in the biotech items but also in the 8(j) work­ing group, where indige­nous com­mu­ni­ties defend their needs and inter­ests, in areas such as for­est pro­tec­tion and marine bio­di­ver­si­ty pro­tec­tion and cli­mate change. Since the ‘CBD clas­sic’ nev­er had many good­ies on offer for big busi­ness, the CBD was pre­vi­ous­ly treat­ed as a pol­i­cy back­wa­ter com­pared to say the busi­ness-friend­ly cli­mate COPs – even earn­ing the moniker ‘The NGOs’ COP’. Civ­il soci­ety with its mora­to­ria and wor­thy calls for jus­tice, agroe­col­o­gy, eco­nom­ic and cul­tur­al rights and so on had some voice there.

CBD 4.0

But there was a dif­fer­ent kind of COP going on in Cali; a Davos-style neolib­er­al eco-trade fair mixed with norm-set­ting com­mit­tees for enabling emerg­ing bio­di­ver­si­ty mar­kets and next-gen­er­a­tion high-tech gad­gets.

‘CBD 4.0’ sums up a new spir­it that didn’t just appa­rate into being around the 2022 Mon­tre­al “Sum­mit for Nature” with its high pro­file Kun­Ming Mon­tre­al Glob­al Bio­di­ver­si­ty Frame­work (KMGBF), but was cer­tain­ly kicked into over­drive at that moment.

From Mon­tre­al onwards a gen­tri­fy­ing new crowd of younger, bet­ter fund­ed ‘green’ NGOs, financiers and phil­an­thropists seem­ing­ly ‘dis­cov­ered’ the CBD as if mov­ing into a run-down but pleas­ant neigh­bour­hood they hadn’t noticed before. They con­densed around a bio­di­ver­si­ty finan­cial­i­sa­tion agen­da of ‘nature pos­i­tive’ bio­di­ver­si­ty off­sets, 30×30 con­ser­va­tion tar­gets, debt for nature swaps and shiny new dig­i­tal and genom­ic tech­nolo­gies (or “inno­v­a­tive solu­tions” as some pre­fer to tag them).

The CBD 4.0 agen­da brings wel­come youth ener­gy but also attracts types who are very inter­est­ed in num­bers – par­tic­u­lar­ly how much mon­ey is being pledged for ‘Nature’, which is now a mea­sur­able thing like ‘Car­bon’.

‘Nature’, under CBD 4.0, is writ­ten in bright colours on NGO dis­plays fea­tur­ing jaguars and indige­nous peo­ple. The the­o­ry of change for CBD 4.0 evan­ge­lists is that increas­ing dona­tions – and some­thing called ‘ambi­tion’ for sav­ing ‘Nature’ – will also get us clos­er to sav­ing ‘Cli­mate’ via so-called ‘nature-based solu­tions’. The met­ric for track­ing this sal­va­tion is the promised bil­lions of dol­lars for ‘Con­ser­va­tion’ (most­ly fenc­ing off lands) includ­ing cash trick­ling into a new bio­di­ver­si­ty fund.

CBD 4.0 believ­ers also hope that a small tax on dig­i­tal genom­ic sequences will cre­ate a ready wind­fall for ‘Green Growth’ and ‘Nature’ too. Along the way, new lucra­tive mar­kets and tech star­tups in bio­di­ver­si­ty mon­i­tor­ing, ecosys­tem restora­tion and ‘nature pos­i­tive’ tech­nolo­gies (man­aged by ener­gy-gob­bling AI) are bub­bling up – offer­ing jobs to eager young eco-wonks and, poten­tial­ly, ‘bio­di­ver­si­ty finance’ for busi­ness.

This neolib­er­al crowd, many fund­ed at one remove by Bezos, Gates or sim­i­lar, are here to talk tech trans­fer, capac­i­ty build­ing for devel­op­ment, tar­gets and financ­ing. Their side events are much more upbeat and excit­ed than the angry attacks on cap­i­tal­ism from the CBD clas­sic crowd.

Conflict and Contrast

So where does glob­al pol­i­cy on biotech, genet­ic engi­neer­ing, syn­thet­ic biol­o­gy and new tech­nolo­gies fit in? In these top­ics at COP16 we most­ly saw a clear strug­gle at work between the CBD clas­sic agen­da and the new CBD 4.0 approach.

For a start, there’s the very clas­sic Carta­ge­na Pro­to­col. With its focus on pre­cau­tion, risk and reg­u­la­tion, indus­try and the Davos-esque CBD 4.0 crowd are left cold by it and would rather shuf­fle this pro­to­col off­stage. An inter­s­es­sion­al process to estab­lish risk assess­ment guide­lines for gene dri­ves (self-spread­ing gene-edit­ed organ­isms) was suc­cess­ful­ly hijacked by indus­try sci­en­tists who rewrote the orig­i­nal biosafe­ty advice for the pro­to­col along more stream­lined (less pre­cau­tion­ary) lines.

Those nations who take their orders from biotech and agribusi­ness inter­ests (a group that goes by the acronym CANJAB – Cana­da, Aus­tralia, New Zealand, Japan, Argenti­na and Brazil – although UK is in there too) cel­e­brat­ed this weak­en­ing of pre­cau­tion at COP16 and then set up a con­strained expert group tasked to sug­gest oth­er poten­tial ideas for guid­ance and pre­vent actu­al work for anoth­er two years. A pri­or agree­ment to com­mis­sion guide­lines on risk assess­ment for GM fish was shelved.

At the same time a more pre­cau­tion­ary effort from the Carta­ge­na ‘com­pli­ance com­mit­tee’ launched an attempt to get the Par­ties to pub­licly acknowl­edge that gene-edit­ed crops are, in fact, legal­ly regard­ed as ‘liv­ing mod­i­fied organ­isms’ under the pro­to­col and shouldn’t be exempt­ed from reg­u­la­tion. CANJAB weren’t going to allow that (since dereg­u­lat­ing gene-edit­ed crops is a major focus for them). Instead, they secured com­pro­mise text that put off any fur­ther dis­cus­sion on this incon­ve­nient point for anoth­er two years (by which time nation­al and region­al gene edit­ing dereg­u­la­tion strate­gies may have already hap­pened).

DNA – Who owns it, who pays for it?

But it’s in the two remain­ing big ‘biotech’ top­ics at COP16 where we saw the strug­gle between the CBD clas­sic approach and a new­er CBD 4.0  agen­da real­ly play­ing out.

Con­sid­er DSI (dig­i­tal sequence infor­ma­tion) – that is CBD jar­gon for dig­i­tal ver­sions of DNA code stored in their mil­lions in cloud data­bas­es or used to train com­mer­cial AI mod­els. The CBD clas­sic approach to this issue was called ABS (Access and Ben­e­fit Shar­ing). It had some prob­lems, but at least it was pri­mar­i­ly moti­vat­ed by biopira­cy con­cerns. The Nagoya Pro­to­col insists that when com­pa­nies bring genet­ic mate­r­i­al (e.g. seeds or DNA) across bor­ders for com­mer­cial use they must also agree to pay a ben­e­fit to the orig­i­nal stew­ards.

How­ev­er, when genes and sequences start­ed being digi­tised and sent by email instead, that arrange­ment became out­dat­ed – so a new mech­a­nism was need­ed. Enter CBD 4.0.

Rather than design a way to ensure that dig­i­tal DNA sequences were tracked to ensure ABS com­pli­ance, the neolib­er­al answer has been to set up a big (prob­a­bly vol­un­tary) mul­ti­lat­er­al fund into which dig­i­tal sequence users (such as phar­ma, AI and biotech com­pa­nies) can donate some pen­nies. That fund will either go to indige­nous com­mu­ni­ties or, in some hybrid man­ner, be added to the head­line ‘mon­ey for nature’ fig­ures that CBD 4.0 evan­ge­lists are so busy try­ing to count.

The mon­ey might even go towards tech­nol­o­gy trans­fer or train­ing in biotech as a ‘non-mon­e­tary ben­e­fit’.

In Cali, a con­tact group of hun­dreds of del­e­gates sat every day for hours – and some­times all day and night long – to ham­mer out the details of this new mul­ti­lat­er­al fund and mech­a­nism. Every­body seems excit­ed that maybe there will be some mon­ey in this fund and, in this excite­ment, the nego­ti­a­tions strayed far from ques­tions of jus­tice or access and ben­e­fit shar­ing to ques­tions of who can avoid fill­ing the fund and who can get in line to get mon­ey from it.

Scanning, but not seeing, the horizon

In the agen­da item on syn­thet­ic biol­o­gy the con­flict has been fiercest.

In the CBD ‘syn­thet­ic biol­o­gy ‘ describes all the new devel­op­ments in genet­ic engi­neer­ing – such as syn­thet­ic organ­isms, gene-edit­ing, gene dri­ves, RNAI sprays and more. Syn­thet­ic biol­o­gy (or syn­bio) has been a CBD clas­sic top­ic for 15 years, address­ing pre­cau­tion, reg­u­la­tion and over­sight. For all of that time, indus­try has been try­ing to kill it off by say­ing it doesn’t meet tech­ni­cal cri­te­ria as a ‘new and emerg­ing issue’ (it does).

Par­ties estab­lished a ground-break­ing Hori­zon-scan­ning, Assess­ment and Mon­i­tor­ing process at COP15 in Mon­tre­al intend­ed to pin­point new issues and threats and ele­vate them for assess­ment and pol­i­cy action.

This process was a nov­el sub­stan­ti­a­tion of the pre­cau­tion­ary prin­ci­ple and indus­try fought tooth and nail to stop it from being estab­lished (and lost). Once estab­lished, a mul­ti­dis­ci­pli­nary expert group worked tire­less­ly over two years to design the process in detail and then car­ried out a first round of hori­zon-scan­ning and assess­ment con­clud­ing that the CBD need­ed to look more close­ly at five areas includ­ing arti­fi­cial intel­li­gence and self-spread­ing viral vac­cines for wildlife.

Rather than imple­ment these rec­om­men­da­tions, CANJAB plus the UK entire­ly den­i­grat­ed and side­lined the work of this expert group and forced a piv­ot in the nego­ti­a­tions to the CBD 4.0 agen­da.

By intro­duc­ing a ‘the­mat­ic action plan” on capac­i­ty build­ing and tech trans­fer, CANJAB plus the UK craft­ed an indus­try pro­mo­tion pack­age for syn­thet­ic biol­o­gy, posi­tion­ing biotech as the source of shiny ‘inno­v­a­tive solu­tions’ (tech­nofix­es) that could be matched to the tar­gets of the KMGBF and there­by made eli­gi­ble for fund­ing.

With eyes square­ly on the new fund­ing pots of DSI and the Glob­al Bio­di­ver­si­ty Frame­work Fund (GBF) – which rolled out of the imple­men­ta­tion of the KMGBF – the CANJAB crowd brought African and oth­er South gov­ern­ments onside with a gen­er­al promise of capac­i­ty-build­ing monies and the even­tu­al trans­fer of new syn­bio tech­nolo­gies for their economies.

Hori­zon-scan­ning, assess­ment and mon­i­tor­ing mean­while was with­in a hair’s breadth of the chop­ping block and CANJAB nego­tia­tors even pushed for the for­mal ‘dis-estab­lish­ment’ of the Hori­zon-scan­ning, Assess­ment and Mon­i­tor­ing process – an unheard of move.

Luck­i­ly, Europe and some African and Cen­tral Amer­i­can coun­tries (e.g. Egypt, Guatemala) insist­ed on pro­tect­ing rem­nants of the CBD Clas­sic agen­da of pre­cau­tion and over­sight.

As a com­pro­mise, anoth­er more tech­ni­cal expert group will be con­vened to once again repeat the exer­cise of hori­zon scan­ning and, again, rec­om­mend­ing items for assess­ment. While the process has been saved – and use­ful knowl­edge will like­ly be gen­er­at­ed as a result – there can be no illu­sion: CANJAB plus the UK will con­tin­ue to block actu­al deci­sions or assess­ments from here on, every 2 years – all while expand­ing the syn­bio indus­try pro­mo­tion pack­age.

As they do so, it will increas­ing­ly har­monise with big­ger eco­nom­ic cur­rents already vis­i­ble in the ‘blue zone’.

Trick or treat?

While the nego­ti­a­tions were engag­ing, what was real­ly eye­pop­ping was the spec­u­la­tive tech­nolo­gies and rad­i­cal finan­cial­i­sa­tion on dis­play in the side events and exhi­bi­tion booths. A pumped-up pre­sen­ta­tion by XPRIZE Rain­for­est (a 5‑year $10m ‘com­pe­ti­tion’ to enhance under­stand­ing of rain­for­est ecosys­tems) show­cased macho explor­er teams with swarms of drones, robots, genom­ic probes, acoustic sam­plers and facial recog­ni­tion cam­eras deploy­ing full-spec­trum real-time AI mon­i­tor­ing and sur­veil­lance of indige­nous ter­ri­to­ries in order to secure new bio­di­ver­si­ty cred­its for finan­cial mar­kets.

Gene dri­ve devel­op­ers pitched engi­neered rats and snails as new apps in their expand­ing gene-tech library. Pri­vate com­pa­nies offered to pay com­mu­ni­ties to scoop up con­tin­u­al soil, water and air sam­ples for genom­ic sequenc­ing to feed their ‘gen­er­a­tive biol­o­gy’ plat­forms so they can sell nov­el AI-gen­er­at­ed pro­teins to Proc­tor & Gam­ble .

As Hal­loween came clos­er, a ghoul­ish parade of tech bros, star­tups, banks, trade groups and oth­er cor­po­rate types wear­ing ‘Nature’ masks con­tin­ued to offer up ecosys­tem restora­tion, bio­di­ver­si­ty off­sets, e‑DNA and more to dazed coun­try del­e­gates stray­ing deep into unfa­mil­iar tech­no-utopi­an ter­ri­to­ry.

Thank­ful­ly at least some, chan­nelling ances­tral spir­its of CBD clas­sic, still had the will – and the capac­i­ty – to ask whether these shiny new Hal­loween treats that were on offer were, in fact, some­thing alto­geth­er more tricky.

Source: A Big­ger Con­ver­sa­tion

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